| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TPL | Common Stock | Purchase | $3.62K | +2 | +0% | $1,811.06 | 105K | Sep 12, 2023 | Horizon Kinetics Hard Assets LLC | F1, F2 |
| transaction | TPL | Common Stock | Purchase | $1.81K | +1 | +0.06% | $1,811.06 | 1.75K | Sep 12, 2023 | Horizon Credit Opportunity Fund LP | F1, F2 |
| transaction | TPL | Common Stock | Purchase | $3.62K | +2 | +0.12% | $1,811.06 | 1.66K | Sep 12, 2023 | Horizon Common Inc | F1, F2 |
| transaction | TPL | Common Stock | Purchase | $5.43K | +3 | +0.13% | $1,811.06 | 2.24K | Sep 12, 2023 | Direct | F1, F2 |
| transaction | TPL | Common Stock | Purchase | $1.81K | +1 | +0% | $1,811.06 | 43.3K | Sep 12, 2023 | Polestar Offshore Fund Ltd | F1, F2 |
| transaction | TPL | Common Stock | Purchase | $19.9K | +11 | +0.01% | $1,811.06 | 198K | Sep 12, 2023 | Horizon Kinetics Asset Management LLC | F1, F3 |
| holding | TPL | Common Stock | 1.47K | Sep 12, 2023 | Horizon Kinetics Hard Assets II LLC | F1 | |||||
| holding | TPL | Common Stock | 2.48K | Sep 12, 2023 | CDK Partners LP | F1 | |||||
| holding | TPL | Common Stock | 5.55K | Sep 12, 2023 | CDK Fund Ltd | F1 | |||||
| holding | TPL | Common Stock | 60 | Sep 12, 2023 | Spouse | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | On August 1, 2023, Horizon Kinetics Asset Management LLC ("HKAM") filed an amendment to its Schedule 13D, in which it noted beneficial ownership of 1,398,465 shares and Murray Stahl's direct interest in 2,139 shares and his indirect interest in approximately 44,385 shares. The extent of HKAM's pecuniary interest in the shares beneficially owned is disclosed herein, and the accounts in which Mr. Stahl has a controlling interest are reported as separate line items. Mr. Stahl does not exercise investment discretion with respect to the securities of the issuer. |
| F2 | Purchased pursuant to a Rule 10b5-1 plan adopted on March 15, 2023. |
| F3 | The amount of common shares of the Issuer reported excludes partnerships and other accounts in which Mr. Stahl has a controlling interest and are reported separately. These accounts are managed by HKAM, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Manager but does not participate in investment decisions with respect to the securities of the Issuer. |