| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TPL | Common Stock | Purchase | $1.12K | +1 | +0% | $1,122.26 | 43K | Feb 1, 2022 | Polestar Offshore Fund | F1 |
| transaction | TPL | Common Stock | Purchase | $2.24K | +2 | +0% | $1,122.26 | 103K | Feb 1, 2022 | Horizon Kinetics Hard Assets LLC | F1 |
| transaction | TPL | Common Stock | Purchase | $2.24K | +2 | +0.16% | $1,122.26 | 1.25K | Feb 1, 2022 | Horizon Common Inc. | F1 |
| transaction | TPL | Common Stock | Purchase | $3.37K | +3 | +0.19% | $1,122.26 | 1.57K | Feb 1, 2022 | Direct | F2 |
| transaction | TPL | Common Stock | Purchase | $13.5K | +12 | +0.01% | $1,122.26 | 216K | Feb 1, 2022 | Horizon Kinetics Asset Management LLC | F3, F4, F5 |
| transaction | TPL | Common Stock | Other | -$19.4K | -18 | -1.44% | $1,075.00 | 1.24K | Feb 1, 2022 | Horizon Common Inc. | F6 |
| transaction | TPL | Common Stock | Other | $19.4K | +18 | +0.02% | $1,075.00 | 103K | Feb 1, 2022 | Horizon Kinetics Hard Assets LLC | F7 |
| transaction | TPL | Common Stock | Other | -$29K | -27 | -1.72% | $1,075.00 | 1.55K | Feb 1, 2022 | Direct | F8 |
| transaction | TPL | Common Stock | Other | $29K | +27 | +0.03% | $1,075.00 | 103K | Feb 1, 2022 | Horizon Kinetics Hard Assets LLC | F9 |
| transaction | TPL | Common Stock | Other | $53.8K | +50 | +0.05% | $1,075.00 | 103K | Feb 1, 2022 | Horizon Kinetics Hard Assets LLC | F10 |
| holding | TPL | Common Stock | 1.44K | Feb 1, 2022 | Bermuda Liquidators II LLC | F1 | |||||
| holding | TPL | Common Stock | 2.47K | Feb 1, 2022 | CDK Partners LP | F1 | |||||
| holding | TPL | Common Stock | 5.42K | Feb 1, 2022 | CDK Fund Ltd | F1 | |||||
| holding | TPL | Common Stock | 1.44K | Feb 1, 2022 | Horizon Credit Opportunity Fund LP | F1 | |||||
| holding | TPL | Common Stock | 60 | Feb 1, 2022 | Spouse | F1 |
| Id | Content |
|---|---|
| F1 | The amount of common shares of the Issuer reported excludes other accounts in which Mr. Stahl has a non-controlling interest and does not exercise investment discretion. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership in any account managed by Horizon except to the extent of his pecuniary interest, if any. |
| F2 | Mr. Stahl does not exercise investment discretion with respect to the securities of the Issuer. These accounts are managed by Horizon Kinetics Asset Management LLC ("Horizon"), in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. |
| F3 | The amount reported as held following the transaction excludes approximately 1,274,576 shares as noted in Horizon's Schedule 13D filed on February 2, 2022, for which Horizon does not have a pecuniary interest and also excludes shares purchased by portfolio managers and other employees of the firm for their personal accounts. |
| F4 | The amount of common shares of the Issuer reported excludes partnerships and other accounts in which Mr. Stahl has a controlling interest and are reported separately. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Manager but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership in any of the accounts managed by Horizon except to the extent of his pecuniary interest, if any. |
| F5 | This figure has been corrected less 1,689 shares due to a terminated account on January 29, 2021. The shares were distributed to the beneficial owner without consideration as a result of the termination of an investment management agreement with respect to the shares. |
| F6 | The amount reported as held reflects a decrease in shares resulting from a journal entry transferring from an account in which Mr. Stahl has a controlling interest to a separate account in which Mr. Stahl has a controlling interest and is reported separately. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership in any of the accounts managed by Horizon except to the extent of his pecuniary interest, if any. |
| F7 | The amount reported as held reflects an increase in shares resulting from a journal entry transferring from an account in which Mr. Stahl has a controlling interest to a separate account in which Mr. Stahl has a controlling interest and is reported separately. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership in any of the accounts managed by Horizon except to the extent of his pecuniary interest, if any. |
| F8 | The amount reported as held reflects a decrease in shares resulting from a journal entry transferring from an account in which Mr. Stahl has a direct interest to an account in which Mr. Stahl has a controlling interest and is reported separately. |
| F9 | The amount reported as held reflects an increase in shares resulting from a journal entry transferring from an account in which Mr. Stahl has a direct interest to an account in which Mr. Stahl has a controlling interest and is reported separately. |
| F10 | The amount reported as held reflects an increase in shares resulting from a journal entry transferring from an account in which Mr. Stahl has non-controlling interest into an account in which Mr. Stahl has a controlling interest. These accounts are managed by Horizon, in which Mr. Stahl serves as Chairman, Chief Executive Officer and Chief Investment Officer but does not participate in investment decisions with respect to the securities of the Issuer. Mr. Stahl disclaims beneficial ownership in any of the accounts managed by Horizon except to the extent of his pecuniary interest, if any. |