James H. Thompson - Oct 1, 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Technology Officer
Signature
By: David Zuckerman, Attorney-in-Fact For: James H. Thompson
Stock symbol
QCOM
Transactions as of
Oct 1, 2021
Transactions value $
-$2,728,523
Form type
4
Date filed
10/5/2021, 04:29 PM
Previous filing
Sep 27, 2021
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +15.7K +11.41% $0.00 153K Oct 1, 2021 Direct F1
transaction QCOM Common Stock Options Exercise $0 +18.9K +12.38% $0.00 172K Oct 1, 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +11.1K +6.43% $0.00 183K Oct 1, 2021 Direct
transaction QCOM Common Stock Tax liability -$773K -6.01K -3.28% $128.71 177K Oct 1, 2021 Direct
transaction QCOM Common Stock Tax liability -$804K -6.24K -3.52% $128.71 171K Oct 1, 2021 Direct
transaction QCOM Common Stock Tax liability -$1.15M -8.95K -5.24% $128.71 162K Oct 1, 2021 Direct
holding QCOM Common Stock 4.54K Oct 1, 2021 Childrens' Trust F2
holding QCOM Common Stock 45.5K Oct 1, 2021 by Spouse's Trust F3
holding QCOM Common Stock 45.5K Oct 1, 2021 by Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -15.7K -100% $0.00* 0 Oct 1, 2021 Common Stock 15.7K Direct F4, F5
transaction QCOM Restricted Stock Unit Options Exercise $0 -18.9K -50% $0.00 18.9K Oct 1, 2021 Common Stock 18.9K Direct F4, F6
transaction QCOM Restricted Stock Unit Options Exercise $0 -11.1K -33.33% $0.00 22.1K Oct 1, 2021 Common Stock 11.1K Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2 Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
F3 Securities held by Premier Trust, as trustee.
F4 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5 The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F6 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F7 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.