Alexander H. Rogers - 01 Oct 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
President QTL & Global Affairs
Signature
By: David Zuckerman, Attorney-in-Fact For: Alexander H. Rogers
Issuer symbol
QCOM
Transactions as of
01 Oct 2021
Net transactions value
-$2,645,498
Form type
4
Filing time
05 Oct 2021, 16:21:51 UTC
Previous filing
27 Sep 2021
Next filing
08 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +8,964 +33% $0.000000 36,001 01 Oct 2021 Direct F1
transaction QCOM Common Stock Options Exercise $0 +10,527 +29% $0.000000 46,528 01 Oct 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +6,147 +13% $0.000000 52,675 01 Oct 2021 Direct
transaction QCOM Common Stock Tax liability $395,526 -3,073 -5.8% $128.71 49,602 01 Oct 2021 Direct
transaction QCOM Common Stock Tax liability $639,946 -4,972 -10% $128.71 44,630 01 Oct 2021 Direct
transaction QCOM Common Stock Tax liability $429,505 -3,337 -7.5% $128.71 41,293 01 Oct 2021 Direct
transaction QCOM Common Stock Sale $1,180,520 -9,157 -22% $128.92 32,136 04 Oct 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -8,964 -100% $0.000000* 0 01 Oct 2021 Common Stock 8,964 Direct F3, F4
transaction QCOM Restricted Stock Unit Options Exercise $0 -10,527 -50% $0.000000 10,527 01 Oct 2021 Common Stock 10,527 Direct F3, F5
transaction QCOM Restricted Stock Unit Options Exercise $0 -6,147 -33% $0.000000 12,296 01 Oct 2021 Common Stock 6,147 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2 The transaction was conducted under a Rule 10b5-1 trading plan.
F3 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4 The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F5 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F6 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.