Erin L. Polek - May 20, 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
SVP, Controller & CAO
Signature
By: David Zuckerman, Attorney-in-Fact For: Erin L. Polek
Stock symbol
QCOM
Transactions as of
May 20, 2021
Transactions value $
-$370,483
Form type
4
Date filed
5/21/2021, 04:01 PM
Next filing
Aug 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1.38K $0.00 1.38K May 20, 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +1.42K +102.75% $0.00 2.8K May 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$64.9K -489 -17.45% $132.64 2.31K May 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$63.4K -478 -20.67% $132.64 1.84K May 20, 2021 Direct
transaction QCOM Common Stock Sale -$242K -1.84K -100% $132.00 0 May 21, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.42K -49.98% $0.00 1.42K May 20, 2021 Common Stock 1.42K Direct F2, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.38K -24.99% $0.00 4.15K May 20, 2021 Common Stock 1.38K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was conducted under a Rule 10b5-1 trading plan.
F2 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2018, and the remaining balance vest semi-annually thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.