Akash J. Palkhiwala - May 20, 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
EVP & Chief Financial Officer
Signature
By: David Zuckerman, Attorney-in-Fact For: Akash Palkhiwala
Stock symbol
QCOM
Transactions as of
May 20, 2021
Transactions value $
-$482,146
Form type
4
Date filed
5/21/2021, 04:00 PM
Next filing
Aug 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +1.91K +6.5% $0.00 31.4K May 20, 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +2.36K +7.52% $0.00 33.7K May 20, 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +4.77K +14.13% $0.00 38.5K May 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$219K -1.65K -4.28% $132.64 36.9K May 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$138K -1.04K -2.81% $132.64 35.8K May 20, 2021 Direct
transaction QCOM Common Stock Tax liability -$126K -949 -2.65% $132.64 34.9K May 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -4.77K -100% $0.00* 0 May 20, 2021 Common Stock 4.77K Direct F1, F2
transaction QCOM Restricted Stock Unit Options Exercise $0 -2.36K -50% $0.00 2.36K May 20, 2021 Common Stock 2.36K Direct F1, F3
transaction QCOM Restricted Stock Unit Options Exercise $0 -1.91K -25% $0.00 5.74K May 20, 2021 Common Stock 1.91K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2 The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2019, 2020 and 2021.
F3 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vest semi-annually thereafter.
F4 The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vest semi-annually thereafter.