Liane J. Pelletier - 03 Feb 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Director
Signature
/s/ Wendy B. Mahling for Liane J. Pelletier
Issuer symbol
AMP
Transactions as of
03 Feb 2026
Net transactions value
+$96,658
Form type
4
Filing time
05 Feb 2026, 17:57:24 UTC
Previous filing
20 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
PELLETIER LIANE J Director GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS /s/ Wendy B. Mahling for Liane J. Pelletier 05 Feb 2026 0001205189

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock (Annual) Award $96,658 +182 $530.05 182 03 Feb 2026 Common Stock 182 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The grant is a pro rata annual equity grant made as a result of the reporting person becoming a director effective as of November 12, 2025.
F2 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F3 Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.