Richard J. Lashley - 17 Sep 2025 Form 4/A - Amendment Insider Report for BANC OF CALIFORNIA, INC. (BANC)

Role
Director
Signature
/s/ Ido Dotan, Attorney-in-Fact for Richard J Lashley
Issuer symbol
BANC
Transactions as of
17 Sep 2025
Net transactions value
$0
Form type
4/A - Amendment
Filing time
18 Sep 2025, 17:58:52 UTC
Date Of Original Report
17 Sep 2025
Previous filing
10 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LASHLEY RICHARD J Director C/O BANC OF CALIFORNIA, INC., 3 MACARTHUR PLACE, SANTA ANA /s/ Ido Dotan, Attorney-in-Fact for Richard J Lashley 18 Sep 2025 0001204241

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BANC Common Stock Gift $0 -29,825 -46% $0.000000 35,708 17 Sep 2025 Direct F1
transaction BANC Common Stock Gift $0 +29,825 $0.000000 29,825 17 Sep 2025 By Spouse F1
holding BANC Common Stock 668,939 17 Sep 2025 By Goodbody/PL Capital, LLC F2
holding BANC Common Stock 2,280,280 17 Sep 2025 By PL Capital, LLC F3
holding BANC Common Stock 10,000 17 Sep 2025 By Richard Lashley ROTH IRA
holding BANC Depositary Shares of Series F Preferred Stock 10,000 17 Sep 2025 By Goodbody/PL Capital, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a bona fide gift for no consideration from the Reporting Person to his spouse.
F2 Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3 PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Remarks:

This Form 4/A amends and restates the original Form 4 filed by the Reporting Person on September 17, 2025 ("Original Form 4") to include the shares acquired by the Reporting Person's spouse in the reported transfer that were inadvertently excluded from the Original Form 4.