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Signature
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By: /s/ Jennifer Prosba For: Vaughn B Himes
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Stock symbol
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SGEN
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Transactions as of
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Jun 7, 2023
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Transactions value $
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-$2,501,107
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Form type
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4
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Date filed
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6/9/2023, 06:50 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SGEN |
Common Stock |
Options Exercise |
$665K |
+16.2K |
+36.99% |
$41.04 |
60.1K |
Jun 7, 2023 |
Direct |
F1 |
| transaction |
SGEN |
Common Stock |
Sale |
-$3.17M |
-16.2K |
-27% |
$195.29 |
43.8K |
Jun 7, 2023 |
Direct |
F1, F2, F3 |
| holding |
SGEN |
Common Stock |
|
|
|
|
|
119K |
Jun 7, 2023 |
by Trust |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SGEN |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-16.2K |
-100% |
$0.00* |
0 |
Jun 7, 2023 |
Common Stock |
16.2K |
$41.04 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: