| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Roberts Joseph | Controller | C/O ARCTURUS THERAPEUTICS HOLDINGS INC., 10285 SCIENCE CENTER DRIVE, SAN DIEGO | /s/ Grant Levine, attorney-in-fact | 19 Dec 2025 | 0002101782 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ARCT | Common Stock | 2,001 | 12 Dec 2025 | Direct | ||||||
| holding | ARCT | Common Stock | 200 | 12 Dec 2025 | Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ARCT | Stock Option (Right to Buy) | 12 Dec 2025 | Common Stock | 5,000 | $8.00 | Direct | F1 | ||||||
| holding | ARCT | Stock Option (Right to Buy) | 12 Dec 2025 | Common Stock | 5,000 | $14.12 | Direct | F2 | ||||||
| holding | ARCT | Stock Option (Right to Buy) | 12 Dec 2025 | Common Stock | 2,808 | $99.29 | Direct | F3 | ||||||
| holding | ARCT | Stock Option (Right to Buy) | 12 Dec 2025 | Common Stock | 6,492 | $99.29 | Direct | F4 | ||||||
| holding | ARCT | Stock Option (Right to Buy) | 12 Dec 2025 | Common Stock | 7,000 | $34.57 | Direct | F5 | ||||||
| holding | ARCT | Stock Option (Right to Buy) | 12 Dec 2025 | Common Stock | 7,000 | $16.92 | Direct | F6 | ||||||
| holding | ARCT | Stock Option (Right to Buy) | 12 Dec 2025 | Common Stock | 7,500 | $28.88 | Direct | F7 | ||||||
| holding | ARCT | Stock Option (Right to Buy) | 12 Dec 2025 | Common Stock | 1,000 | $37.44 | Direct | F8 | ||||||
| holding | ARCT | Stock Option (Right to Buy) | 12 Dec 2025 | Common Stock | 9,000 | $16.24 | Direct | F9 |
| Id | Content |
|---|---|
| F1 | The shares underlying the option vest over a four-year period, vesting 1/4 on the one-year anniversary of the date of grant, and the remaining vesting 1/36th per month over the following three years. The option was granted on August 24, 2018. |
| F2 | The shares underlying the option vest over a four-year period, vesting 1/4 on the one-year anniversary of the date of grant, and the remaining vesting 1/36th per month over the following three years. The option was granted on February 18, 2020. |
| F3 | The shares underlying the option vest over a four-year period, vesting 1/4 on the one-year anniversary of the date of grant, and the remaining vesting 1/36th per month over the following three years. The option was granted on December 18, 2020. |
| F4 | The shares underlying the option vest over a four-year period, vesting 1/4 on the one-year anniversary of the date of grant, and the remaining vesting 1/36th per month over the following three years. The option was granted on December 18, 2020. |
| F5 | The shares underlying the option vest over a four-year period, vesting 1/4 on the one-year anniversary of the date of grant, and the remaining vesting 1/36th per month over the following three years. The option was granted on December 10, 2021. |
| F6 | The shares underlying the option vest over a four-year period, vesting 1/4 on the one-year anniversary of the date of grant, and the remaining vesting 1/36th per month over the following three years. The option was granted on December 9, 2022. |
| F7 | The shares underlying the option vest over a four-year period, vesting 1/4 on the one-year anniversary of the date of grant, and the remaining vesting 1/36th per month over the following three years. The option was granted on December 15, 2023. |
| F8 | The shares underlying the option vest over a four-year period, vesting 1/4 on the one-year anniversary of the date of grant, and the remaining vesting 1/36th per month over the following three years. The option was granted on February 22, 2024. |
| F9 | The shares underlying the option vest over a four-year period, vesting 1/4 on the one-year anniversary of the date of grant, and the remaining vesting 1/36th per month over the following three years. The option was granted on December 16, 2024. |