Kevin Berg - 17 Nov 2023 Form 4 Insider Report for CareMax, Inc.

Role: Director
Signature: /s/ Kevin Berg
Issuer symbol: N/A
Transactions as of: 17 Nov 2023
Net transactions value: $0
Form type: 4
Filing time: 21 Nov 2023, 18:07:48 UTC
Previous filing: 12 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMAX	Class A Common Stock	Options Exercise		+12,123			12,123	17 Nov 2023	Direct	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CMAX	Restricted Stock Units	Options Exercise	$0	-12,123	-100%	$0.000000^*	0	17 Nov 2023	Class A Common Stock	12,123		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported transaction involved the vesting and settlement of 12,123 restricted stock units ("RSUs") on November 17, 2023. On such date, each such RSU vested in full and converted into Class A common stock of the Issuer on a one-for-one basis.
F2	Each RSU was awarded on November 17, 2022, vested on November 17, 2023 and represented a contingent right to receive one share of the Issuer's Class A common stock in accordance with the Issuer's 2021 Long-Term Incentive Plan.
F3	The Reporting Person, an employee of Deerfield Management Company, L.P. ("Deerfield Management"), holds the securities reported herein for the benefit, and at the direction, of Deerfield Management. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.