Thomas J. Errico - Aug 19, 2019 Form 4 Insider Report for electroCore, Inc. (ECOR)

Role
Director
Signature
/s/ John L. Cleary, II, attorney-in-fact
Stock symbol
ECOR
Transactions as of
Aug 19, 2019
Transactions value $
$18,684
Form type
4
Date filed
8/8/2023, 09:30 PM
Next filing
May 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECOR Common Stock Award $18.7K +707 +0.42% $26.43* 169K Aug 19, 2019 Direct F1, F3
transaction ECOR Common Stock Award $0 +21.7K +12.95% $0.00 190K Aug 4, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The purchase accounts for the 1-for-15 reverse stock split of the Issuer's common stock on February 15, 2023. This Form 4 is being filed to report this previously unreported transaction.
F2 Represents a grant of Deferred Stock Units as a part of an annual director award which vest in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2024, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.
F3 Consists of 171,762 shares of common stock beneficially owned directly by the Reporting Person; 1,296 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; and 13,732 shares that have vested pursuant to previously issued Deferred Stock Units. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant.