David P. Sweitzer - 14 Sep 2022 Form 4 Insider Report for Quest Resource Holding Corp (QRHC)

Role
EVP and COO
Signature
/s/ Laurie L. Latham, as Attorney-in-Fact
Issuer symbol
QRHC
Transactions as of
14 Sep 2022
Net transactions value
-$205,470
Form type
4
Filing time
16 Sep 2022, 18:13:59 UTC
Previous filing
25 Aug 2022
Next filing
19 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QRHC Common Stock Options Exercise $8,956 +5,931 +70% $1.51* 14,442 14 Sep 2022 Direct F1
transaction QRHC Common Stock Sale $48,058 -5,931 -41% $8.10 8,511 14 Sep 2022 Direct F2
transaction QRHC Common Stock Options Exercise $28,752 +19,041 +224% $1.51* 27,552 15 Sep 2022 Direct F1
transaction QRHC Common Stock Sale $153,630 -19,041 -69% $8.07 8,511 15 Sep 2022 Direct F3
transaction QRHC Common Stock Options Exercise $10,508 +6,959 +82% $1.51* 15,470 16 Sep 2022 Direct F1
transaction QRHC Common Stock Sale $51,998 -6,959 -45% $7.47 8,511 16 Sep 2022 Direct F4
holding QRHC Common Stock 22,425 14 Sep 2022 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QRHC Employee Stock Option (Right to Buy Options Exercise $0 -5,931 -14% $0.000000 35,000 14 Sep 2022 Common Stock 5,931 $1.51 Direct F6
transaction QRHC Employee Stock Option (Right to Buy Options Exercise $0 -19,041 -19% $0.000000 80,959 15 Sep 2022 Common Stock 19,041 $1.51 Direct F7
transaction QRHC Employee Stock Option (Right to Buy Options Exercise $0 -6,959 -8.6% $0.000000 74,000 16 Sep 2022 Common Stock 6,959 $1.51 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent the number of shares exercised by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.08, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $8.21, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F5 These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.
F6 The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.
F7 The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.