David P. Sweitzer - Sep 14, 2022 Form 4 Insider Report for Quest Resource Holding Corp (QRHC)

Signature
/s/ Laurie L. Latham, as Attorney-in-Fact
Stock symbol
QRHC
Transactions as of
Sep 14, 2022
Transactions value $
-$205,470
Form type
4
Date filed
9/16/2022, 06:13 PM
Previous filing
Aug 25, 2022
Next filing
Oct 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QRHC Common Stock Options Exercise $8.96K +5.93K +69.69% $1.51* 14.4K Sep 14, 2022 Direct F1
transaction QRHC Common Stock Sale -$48.1K -5.93K -41.07% $8.10 8.51K Sep 14, 2022 Direct F2
transaction QRHC Common Stock Options Exercise $28.8K +19K +223.72% $1.51* 27.6K Sep 15, 2022 Direct F1
transaction QRHC Common Stock Sale -$154K -19K -69.11% $8.07 8.51K Sep 15, 2022 Direct F3
transaction QRHC Common Stock Options Exercise $10.5K +6.96K +81.76% $1.51* 15.5K Sep 16, 2022 Direct F1
transaction QRHC Common Stock Sale -$52K -6.96K -44.98% $7.47 8.51K Sep 16, 2022 Direct F4
holding QRHC Common Stock 22.4K Sep 14, 2022 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QRHC Employee Stock Option (Right to Buy Options Exercise $0 -5.93K -14.49% $0.00 35K Sep 14, 2022 Common Stock 5.93K $1.51 Direct F6
transaction QRHC Employee Stock Option (Right to Buy Options Exercise $0 -19K -19.04% $0.00 81K Sep 15, 2022 Common Stock 19K $1.51 Direct F7
transaction QRHC Employee Stock Option (Right to Buy Options Exercise $0 -6.96K -8.6% $0.00 74K Sep 16, 2022 Common Stock 6.96K $1.51 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent the number of shares exercised by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.08, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $8.21, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.57, inclusive. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold.
F5 These securities represent deferred stock units granted under the Issuer's 2012 Incentive Compensation Plan held by the Reporting Person.
F6 The option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on March 16, 2021, which was the first anniversary of the date on which the option was granted.
F7 The option, representing a right to purchase a total of 100,000 shares, is exercisable in three equal annual installments beginning on February 12, 2020, which was the first anniversary of the date on which the option was granted.