DFHTA Sponsor LLC - Feb 11, 2022 Form 4 Insider Report for CareMax, Inc. (CMAX)

Role
10%+ Owner
Signature
/s/ Lawrence Atinsky, Manager, DFHTA Sponsor LLC
Stock symbol
CMAX
Transactions as of
Feb 11, 2022
Transactions value $
$0
Form type
4
Date filed
2/15/2022, 05:23 PM
Previous filing
Jun 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMAX Class A common stock Other $0 -3.77M -100% $0.00* 0 Feb 11, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMAX Private Placement Warrants Other $0 -2.92M -100% $0.00* 0 Feb 11, 2022 Class A common stock 2.92M $11.50 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

DFHTA Sponsor LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On February 11, 2022, DFHTA Sponsor LLC (the "Sponsor") distributed 3,768,750 shares of the Issuer's Class A common stock and 2,916,667 Private Placement Warrants to its members, on a pro rata basis for no consideration, in connection with the dissolution of the Sponsor.
F2 The Sponsor was the record holder of the securities reported herein. Mr. Atinsky is a manager of the Sponsor and shared voting and investment discretion with respect to the common stock held of record by the Sponsor. Mr. Atinsky disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein, if any.

Remarks:

See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer.