Key facts
- This page summarizes Mark D. Ein's Form 4 filing for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 12 May 2026, 18:56.
Mark D. Ein - 08 May 2026 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)
- Reporting relationship
- Director
- Issuer ticker
- LIND
- Reported as of
- 08 May 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 May 2026, 18:56:57 UTC
- Prior SEC filing
- 02 Apr 2026
- Next SEC filing
- 02 Jun 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark D. Ein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark D. Ein filed Form 4 for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND) on 12 May 2026.
Change
- Previous filing in this sequence was filed on 02 Apr 2026.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001246840
Primary reporting owner
EIN MARK
- Relationship
- Director
- Address
- 11 WEST 42ND STREET, SUITE 22 B3, NEW YORK
- Signature
- /s/ Mark D. Ein
- Signature date
- 12 May 2026
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LIND
transaction
Derivative
Prepaid Variable Forward Sale Contract
Other
- Transaction value
- Shares
- +1,000,000
- Change %
- Price
- Shares after
- 1,000,000
- Date
- 08 May 2026
- Ownership
- See Footnote
- Underlying class
- Common Stock
- Underlying amount
- 1,000,000
- Exercise price
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
On May 8, 2026, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 2 for details of the transaction.
Footnote F2
The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). During a specified period during the transaction, the reporting person may request prepayments with respect to one or more Components (each a "Funded Component"), and receive from Citibank for each Funded Component, the present value of the product of (x) the Subject Number (as defined below) for such Funded Component and (y) a forward floor price of $17.8650 per Share. For each Funded Component, the reporting person is obligated to deliver to Citibank, on the relevant settlement date, determined based on the specified scheduled valuation date within the period from May 7, 2029 to June 11, 2029, either, at the reporting person's option, (i) up to 40,000 shares of common stock of the Issuer ("Shares") (such Share number, "Subject Number") or (ii) an amount of cash equivalent to the value of such Shares as determined under the terms of the transaction.
Footnote F3
(Continued from footnote 2) The forward cap price for the transaction is $29.7750 per Share. In connection with the transaction, the reporting person will pay an upfront cash payment of $1,230,700 to Citibank.
Footnote F4
On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC..