Hong-Jung Chen - 18 Mar 2026 Form 3 Insider Report for Apollomics Inc. (APLM)

Role
Director
Signature
/s/ Chen, Hong-Jung (Moses)
Issuer symbol
APLM
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 18:52:25 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
CHEN HONG-JUNG Director 989 E HILLSDALE BLVD, SUITE 220, FOSTER CITY /s/ Chen, Hong-Jung (Moses) 16 Mar 2026 0002115226

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding APLM Class A Ordinary Shares 2,120 18 Mar 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding APLM Restricted Stock Units 18 Mar 2026 Class A Ordinary Shares 2,000 Direct F1, F2
holding APLM Options 18 Mar 2026 Class A Ordinary Shares 2,290 $75.00 Direct F3
holding APLM Options 18 Mar 2026 Class A Ordinary Shares 2,028 $6.20 Direct F4
holding APLM Warrants 18 Mar 2026 Class A Ordinary Shares 304 $1150.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units were vested with respect to 500 shares upon grant on February 9, 2026, with an additional 500 shares vesting on each of March 15, 2026, June 15, 2026 and September 15, 2026.
F2 Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
F3 The options are fully vested and exercisable. The number of shares and the exercise price have been adjusted to reflect a 1-for-100 reverse stock split.
F4 The options will vest in full on March 31, 2026, subject to the Reporting Person's continued service.
F5 Reflects the adjusted exercise price of $1,150.00 per full share, as each warrant is exercisable for 0.01 Class A Ordinary Share at a price of $11.50 per warrant.

Remarks:

This Initial Statement of Beneficial Ownership is being filed in connection with the enactment of the Holding Foreign Insiders Accountable Act and the rules and regulations adopted in association therewith.