Yi-Kuei Chen - 18 Mar 2026 Form 3 Insider Report for Apollomics Inc. (APLM)

Role
Chief Operating Officer, Director
Signature
/s/ Yi-Kuei (Alex) Chen
Issuer symbol
APLM
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 18:32:53 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Chen Yi-Kuei Chief Operating Officer, Director 989 E HILLSDALE BLVD, SUITE 220, FOSTER CITY /s/ Yi-Kuei (Alex) Chen 18 Mar 2026 0002115232

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding APLM Class A Ordinary Shares 101,248 18 Mar 2026 By Maxpro Investment Co., Ltd. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding APLM Restricted Stock Units 18 Mar 2026 Class A Ordinary Shares 20,000 Direct F2, F3
holding APLM Warrants 18 Mar 2026 Class A Ordinary Shares 3,823 $1150.00 By Maxpro Investment Co., Ltd. F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is member of the Board of Directors of Maxpro Investment Co., Ltd. and is co-founder and managing director of Maxpro Ventures Ltd. The reporting person disclaims beneficial ownership of theses securities except to the extent of his pecuniary interest therein.
F2 The restricted stock units were vested with respect to 5,000 shares on February 17, 2026, with an additional 5,000 shares vesting on each of May 17, 2026, August 17, 2026 and November 17, 2026.
F3 Each restricted stock unit represents a contingent right to receive one Class A Ordinary Share.
F4 Reflects the adjusted exercise price of $1,150.00 per full share, as each warrant is exercisable for 0.01 Class A Ordinary Share at a price of $11.50 per warrant.

Remarks:

This Initial Statement of Beneficial Ownership is being filed in connection with the enactment of the Holding Foreign Insiders Accountable Act and the rules and regulations adopted in association therewith.