Shiraz Kajee - 13 Mar 2026 Form 4 Insider Report for SLR Investment Corp. (SLRC)

Reporting relationship: Chief Financial Officer & Treasurer
Issuer ticker: SLRC
Reported as of: 13 Mar 2026
Net transaction value: $0
SEC form: 4
Accepted by SEC: 17 Mar 2026, 21:51:26 UTC
Prior SEC filing: 17 Mar 2025
Next SEC filing: 09 Oct 2026
Source filing: View source filing
Reporting owner signature: /s/ Shiraz Y. Kajee

Key filing fact

Shiraz Kajee filed Form 4 for SLR Investment Corp. (SLRC) on 17 Mar 2026.

Key facts

This page summarizes Shiraz Kajee's Form 4 filing for SLR Investment Corp. (SLRC).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 17 Mar 2026, 21:51.

Change

Previous filing in this sequence was filed on 17 Mar 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001591497 Primary reporting owner

Kajee Shiraz

Relationship: Chief Financial Officer & Treasurer
Address: C/O SLR INVESTMENT CORP., 500 PARK AVENUE, NEW YORK
Signature: /s/ Shiraz Y. Kajee
Signature date: 17 Mar 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SLRC transaction

Common Stock

Options Exercise

Transaction value
Shares: +5,782
Change %: +77%
Price
Shares after: 13,252
Date: 13 Mar 2026
Ownership: Direct
Footnotes: F1, F2

SLRC transaction

Common Stock

Disposed to Issuer

Transaction value
Shares: -5,782
Change %: -44%
Price
Shares after: 7,500
Date: 13 Mar 2026
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SLRC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -5,782
Change %: -50%
Price: $0.000000^*
Shares after: 5,782
Date: 13 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,782
Exercise price
Footnotes: F2

SLRC transaction Derivative

Restricted Stock Units

Award

Transaction value
Shares: +13,900
Change %
Price: $0.000000^*
Shares after: 13,900
Date: 13 Mar 2026
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,900
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Pursuant to the SEC staff no-action letters to Carlyle GMS Finance, Inc. (pub. Avail. Oct. 8, 2015) and to Babson Capital Management LLC (pub. Avail. Dec. 14, 2006), an employee benefit plan sponsored by an investment adviser (or an affiliated person of an investment adviser) to a closed-end investment company that has elected to be regulated as a business development company or to a closed-end investment company registered under the Investment Company Act of 1940, as amended, respectively, in either case that offers plan participants equity securities of such investment company is considered an "employee benefit plan sponsored by the issuer" for the purposes of Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

Footnote F2

Restricted stock units ("RSUs") with respect to 5,782.2850 shares granted to Mr. Kajee on March 13, 2024 settled in cash on March 13, 2026. RSUs may be settled in shares of common stock of SLR Investment Corp. (the "Issuer") or the cash value thereof on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the Solar Capital Partners Employee Stock Plan, LLC (the "SCP Plan") administrators. Settlements relate to the 2024 grant of RSUs and the holdings relate to the remaining portion of the 2024 RSU grant.

Footnote F3

On March 13, 2026, the Board of Directors (the "Board") of the Issuer granted 13,899.6434 RSUs to Mr. Kajee. Shares of the common stock of the Issuer underlying the RSUs are scheduled to vest in installments of 50% on the latter of March 1, 2028 and the date of the opening of the trading window and 50% on the latter of March 1, 2029 and the date of the opening of the trading window. Upon settlement, the RSUs will become payable on a one-for-one basis in shares of the Issuer's common stock or the cash value thereof at the election of the SCP Plan administrators.

SEC remarks

Chief Financial Officer & Treasurer