Howard S. Jonas - 13 Mar 2026 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Exec Chairman, CEO & President, Director, 10%+ Owner
Signature
Joyce J. Mason, by Power of Attorney
Issuer symbol
RFL
Transactions as of
13 Mar 2026
Net transactions value
$0
Form type
4
Filing time
17 Mar 2026, 12:48:11 UTC
Previous filing
12 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
JONAS HOWARD S Exec Chairman, CEO & President, Director, 10%+ Owner C/O RAFAEL HOLDINGS, INC., 520 BROAD ST, NEWARK Joyce J. Mason, by Power of Attorney 17 Mar 2026 0001034247

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RFL Class B Common Stock, $.01 par value per share Tax liability -9,826 -3% $1.50* 323,014 13 Mar 2026 Direct F1, F2
holding RFL Class B Common Stock, $.01 par value per share 98,820 13 Mar 2026 By The Jonas Foundation
holding RFL Class B Common Stock, $.01 par value per share 563,538 13 Mar 2026 By Debbie Y. Jonas 2018 Dynasty Trust
holding RFL Class B Common Stock, $.01 par value per share 12,299,207 13 Mar 2026 By HSJ 2019 Remainder Trust
holding RFL Class B Common Stock, $.01 par value per share 457,031 13 Mar 2026 By Genie A Partners, L.P.
holding RFL Class B Common Stock, $.01 par value per share 324,219 13 Mar 2026 IDT A Partners, L.P.
holding RFL Class A Common Stock, $.01 par value per share 787,163 13 Mar 2026 By Rafael A Partners, L.P. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.
F2 Consists of 218,365 vested restricted shares of Class B Common Stock and 104,649 unvested restricted shares of Class B Common Stock that shall vest as follows: 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030; and 29,649 shares shall vest on June 13, 2026.
F3 The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.