Kenneth Dale Thieneman - 19 Aug 2025 Form 4 Insider Report for Velo3D, Inc. (VELO)

Role
Director
Signature
/s/ Bernard Chung as attorney-in-fact for Kenneth Dale Thieneman
Issuer symbol
VELO
Transactions as of
19 Aug 2025
Net transactions value
$0
Form type
4
Filing time
06 Mar 2026, 16:02:20 UTC
Previous filing
23 Sep 2025
Next filing
01 Oct 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Thieneman Kenneth Dale Director C/O VELO3D, INC., 2710 LAKEVIEW CT, FREMONT /s/ Bernard Chung as attorney-in-fact for Kenneth Dale Thieneman 06 Mar 2026 0002073503

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VELO 12.0% Senior Secured Convertible Promissory Note Award +10,000,000 $0.000000* 10,000,000 19 Aug 2025 Common Stock 952,380 $10.50 See Note F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of a Senior Secured Convertible Promissory Note dated February 10, 2025 (the "February Note") in the principal amount of $10,000,000, held by Thieneman Construction, Inc., an Indiana corporation. Effective as of August 19, 2025, upon the listing of the shares of common stock, par value $0.00001 per share, of Velo3D, Inc. (the "Company") on the Nasdaq Capital Market, the Reporting Person had the right, at its option, to convert all or any portion of the outstanding principal amount of the February Note into Shares at a conversion price of $10.50 per Share.