| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Blackstone Tactical Opportunities Associates - NQ L.L.C. | 10%+ Owner | C/O BLACKSTONE INC., 345 PARK AVENUE, NEW YORK | BLACKSTONE FAMILY, TACTICAL OPPORTUNITIES, INVESTMENT PARTNERSHIP, NQ - ESC L.P., By: BTO - NQ, Side-by-Side GP L.L.C., its general, partner By: /s/ Christopher J., James, Name: Christopher J., James, Title: Authorized Signatory | 02 Mar 2026 | 0001844883 |
| BTOA - NQ L.L.C. | 10%+ Owner | C/O BLACKSTONE INC., 345 PARK AVENUE, NEW YORK | BTO - NQ SIDE-BY-SIDE GP, L.L.C., By: /s/ Christopher J., James, Name: Christopher J., James, Title: Authorized Signatory | 02 Mar 2026 | 0001844866 |
| BTO Urban Holdings II L.P. | 10%+ Owner | C/O BLACKSTONE INC., 345 PARK AVENUE, NEW YORK | BTO URBAN HOLDINGS II L.P., By: Blackstone Tactical Opportunities Associates - NQ L.L.C., its general partner, By: BTOA - NQ L.L.C., its sole member, By: /s/ Christopher J. James, Name: Christopher J. James, Title: Authorized Signatory | 02 Mar 2026 | 0001853533 |
| BTO - NQ Side-by-Side GP L.L.C. | 10%+ Owner | C/O BLACKSTONE INC., 345 PARK AVENUE, NEW YORK | BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES - NQ L.L.C., By: BTOA - NQ L.L.C., its sole member, By: /s/ Christopher J. James, Name: Christopher J. James, Title: Authorized Signatory | 02 Mar 2026 | 0001853625 |
| Blackstone Family Tactical Opportunities Investment Partnership NQ - ESC L.P. | 10%+ Owner | C/O BLACKSTONE INC., 345 PARK AVENUE, NEW YORK | BTOA - NQ L.L.C., By: /s/ Christopher J. James, Name: Christopher J. James, Title: Authorized Signatory | 02 Mar 2026 | 0001853361 |
| Blackstone Holdings II L.P. | 10%+ Owner | C/O BLACKSTONE INC., 345 PARK AVENUE, NEW YORK | BLACKSTONE HOLDINGS II L.P., By: Blackstone Holdings I/II GP L.L.C., its general partner, By: /s/ Victoria Portnoy, Name: Victoria Portnoy, Title: Managing Director - Assistant Secretary | 02 Mar 2026 | 0001484870 |
| Blackstone Holdings I/II GP L.L.C. | 10%+ Owner | C/O BLACKSTONE INC., 345 PARK AVENUE, NEW YORK | BLACKSTONE HOLDINGS I/II GP L.L.C., By: /s/ Victoria Portnoy, Name: Victoria Portnoy, Title: Managing Director - Assistant Secretary | 02 Mar 2026 | 0001464695 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FOA | Class A Common Stock | Sale | $3,858,550 | -385,855 | -100% | $10.00 | 0 | 27 Feb 2026 | By Urban Holdings LLC | F1, F3, F6, F7, F8, F11, F12 |
| transaction | FOA | Class A Common Stock | Sale | $21,610 | -2,161 | -100% | $10.00 | 0 | 27 Feb 2026 | By BFTO LP | F1, F4, F9, F11, F12 |
| transaction | FOA | Class A Common Stock | Sale | $12,081,260 | -1,208,126 | -100% | $10.00 | 0 | 27 Feb 2026 | By Urban Holdings II LP | F1, F5, F10, F11, F12 |
| transaction | FOA | Class B Common Stock | Sale | $0 | -1 | -100% | $0.000000* | 0 | 27 Feb 2026 | See | F1, F3, F6, F7, F8, F11, F12 |
| transaction | FOA | Class B Common Stock | Sale | $0 | -1 | -100% | $0.000000* | 0 | 27 Feb 2026 | See | F1, F4, F9, F11, F12 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FOA | LLC Units of Finance of America Equity Capital LLC | Sale | $24,049,610 | -2,404,961 | -100% | $10.00 | 0 | 27 Feb 2026 | Class A Common Stock | 2,404,961 | By Urban Holdings LLC | F1, F2, F3, F6, F7, F8, F11, F12 | |
| transaction | FOA | LLC Units of Finance of America Equity Capital LLC | Sale | $138,050 | -13,805 | -100% | $10.00 | 0 | 27 Feb 2026 | Class A Common Stock | 13,805 | By BFTO LP | F1, F2, F4, F9, F11, F12 |
Blackstone Tactical Opportunities Associates - NQ L.L.C. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | The reported securities were repurchased by the Issuer pursuant to that certain Amended and Restated Repurchase Agreement dated as of November 13, 2025, by and among the Issuer, BTO Urban Holdings L.L.C., ("Urban Holdings LLC"), Blackstone Family Tactical Opportunities Investment Partnership - NQ - ESC L.P. ("BFTO LP"), BTO Urban Holdings II L.P. ("Urban Holdings II LLC") and Blackstone Tactical Opportunities Associates - NQ L.L.C. |
| F2 | Pursuant to the terms of an exchange agreement, dated as of April 1, 2021, limited liability company units of Finance of America Equity Capital LLC ("FOA Units") held by the Reporting Persons were exchangeable for shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis. These exchange rights had no expiration date. |
| F3 | Reflects securities previously held directly by Urban Holdings LLC. |
| F4 | Reflects securities previously held directly by BFTO LP. |
| F5 | Reflects securities previously held directly by Urban Holdings II LP. |
| F6 | Urban Holdings LLC is owned by Blackstone Tactical Opportunities Fund - NQ L.P., Blackstone Tactical Opportunities Fund II - NQ L.P., Blackstone Tactical Opportunities Fund - A (RA) - NQ L.P., Blackstone Tactical Opportunities Fund - I - NQ L.P., Blackstone Tactical Opportunities Fund - S - NQ L.P., Blackstone Tactical Opportunities Fund - C - NQ L.P., Blackstone Tactical Opportunities Fund - L - NQ L.P., Blackstone Tactical Opportunities Fund - O - NQ L.P., Blackstone Tactical Opportunities Fund - N - NQ L.P., Blackstone Tactical Opportunities Fund - U - NQ L.L.C., Blackstone Tactical Opportunities Fund II - C - NQ L.P., Blackstone Tactical Opportunities Fund - T - NQ L.P. (collectively, each of the Blackstone Tactical Opportunities Funds described in this paragraph shall be referred to as the "Blackstone Tactical Opportunities Funds"), (continued in footnote (7)). |
| F7 | BTAS NQ Holdings L.L.C. and Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. The general partner of each of the Blackstone Tactical Opportunities Funds is Blackstone Tactical Opportunities Associates - NQ L.L.C. The sole member of Blackstone Tactical Opportunities Associates - NQ L.L.C. is BTOA - NQ L.L.C. The managing member of BTOA - NQ L.L.C. is Blackstone Holdings II L.P. The managing member of BTAS NQ Holdings L.L.C. is BTAS Associates - NQ L.L.C. The managing member of BTAS Associates - NQ L.L.C. is Blackstone Holdings II L.P. |
| F8 | The general partner of Blackstone Family Tactical Opportunities Investment Partnership SMD L.P. is Blackstone Family GP LLC. Blackstone Family GP LLC is wholly owned by Blackstone Inc.'s senior managing directors and controlled by its founder, Mr. Schwarzman. |
| F9 | The general partner of BFTO LP is BTO - NQ Side-by-Side GP L.L.C. The sole member of BTO - NQ Side-by-Side GP L.L.C. is Blackstone Holdings II L.P. |
| F10 | The general partner of Urban Holdings II LP is Blackstone Tactical Opportunities Associates - NQ L.L.C. The sole member of Blackstone Tactical Opportunities Associates - NQ L.L.C. is BTOA - NQ L.L.C. The managing member of BTOA - NQ L.L.C. is Blackstone Holdings II L.P. The general partner of Blackstone Holdings II L.P. is Blackstone Holdings I/II GP L.L.C. |
| F11 | Blackstone Inc. is the sole member of Blackstone Holdings I/II GP L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. |
| F12 | Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Due to the limitations of the electronic filing system, certain Reporting Persons are filing a separate Form 4.