Role
10%+ Owner
Signature
Deep Track Biotechology Master Fund, Ltd. /s/ David Kroin, Director
Issuer symbol
DVAX
Transactions as of
10 Feb 2026
Net transactions value
$0
Form type
4
Filing time
11 Feb 2026, 16:30:23 UTC
Previous filing
10 Feb 2026

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Deep Track Biotechnology Master Fund, Ltd. 10%+ Owner C/O WALKERS CORPORATE LIMITED, 190 ELGIN AVE, GEORGE TOWN, CAYMAN ISLANDS Deep Track Biotechology Master Fund, Ltd. /s/ David Kroin, Director 11 Feb 2026 0002015536
Deep Track Capital, LP 10%+ Owner 200 GREENWICH AVENUE, 3RD FLOOR, GREENWICH Deep Track Capital, LP /s/ David Kroin, Managing Member of the General Partner of the Investment Adviser 11 Feb 2026 0001856083
KROIN DAVID 10%+ Owner C/O DEEP TRACK CAPITAL, LP,, 200 GREENWICH AVENUE, 3RD FLOOR, GREENWICH /s/ David Kroin 11 Feb 2026 0001397513

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock, par value $0.001 per share Disposition pursuant to a tender of shares in a change of control transaction -15,726,349 -100% 0 10 Feb 2026 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Deep Track Biotechnology Master Fund, Ltd. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Form 4 reports securities transacted pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, SANOFI, a French societe anonyme ("Parent"), and Samba Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Purchaser"). Pursuant to the Merger Agreement, Purchaser completed a tender offer to acquire all of the issued and outstanding shares of common stock of the Issuer, par value $0.001 per share (the "Common Stock"), for $15.50 per share (the "Offer Price"), in cash, without interest and subject to any applicable withholding of taxes. On February 10, 2026, Purchaser merged with and into the Issuer, with the Issuer surviving as an indirect wholly owned subsidiary of Parent (the effective time of such merger, the "Effective Time"). Pursuant to the terms of the Merger Agreement, at the Effective Time, each share of Common Stock held by the Reporting Persons were tendered in exchange for the Offer Price.
F2 Represents securities held by Deep Track Biotechnology Master Fund, Ltd. Deep Track Capital, LP is the investment manager of Deep Track Biotechnology Master Fund, Ltd. Mr. David Kroin is the managing member of Deep Track Capital GP, LLC, the general partner of Deep Track Capital, LP, and by virtue of such status may be deemed to be the beneficial owner of the shares owned by Deep Track Biotechnology Master Fund, Ltd. Deep Track Capital, LP and Mr. Kroin disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests.