CAVU Venture Partners II, LP - 09 Feb 2026 Form 4 Insider Report for Once Upon a Farm, PBC (OFRM)

Role
10%+ Owner
Signature
CAVU Venture Partners II L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner
Issuer symbol
OFRM
Transactions as of
09 Feb 2026
Net transactions value
$0
Form type
4
Filing time
09 Feb 2026, 20:32:47 UTC
Previous filing
05 Feb 2026
SEC
View on sec.gov

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
CAVU Venture Partners II, LP 10%+ Owner 515 WEST 20TH STREET, SUITE 4W, NEW YORK CAVU Venture Partners II L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner 09 Feb 2026 0001693149
CAVU Venture Partners III, LP 10%+ Owner 515 WEST 20TH STREET, SUITE 4W, NEW YORK CAVU Venture Partners III L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner 09 Feb 2026 0001779992
CAVU Venture Partners IV, LP 10%+ Owner 515 WEST 20TH STREET, SUITE 4W, NEW YORK CAVU Venture Partners IV L.P., By: /s/ Brett Thomas, Manager of General Partner of General Partner 09 Feb 2026 0001882729
TNG Investors LP / DE 10%+ Owner 515 WEST 20TH STREET, SUITE 4W, NEW YORK TNG Investors LP, By: /s/ Brett Thomas, Manager of General Partner of General Partner 09 Feb 2026 0002080677

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OFRM Common Stock Conversion of derivative security +7,411,502 7,411,502 09 Feb 2026 By CAVU Venture Partners II L.P. F1, F2, F3
transaction OFRM Common Stock Conversion of derivative security +107,749 +20% 646,478 09 Feb 2026 By TNG Investors LP F1, F2, F3
transaction OFRM Common Stock Conversion of derivative security +2,274,219 2,274,219 09 Feb 2026 By CAVU Venture Partners III L.P. F1, F2, F3
holding OFRM Common Stock 731,396 09 Feb 2026 By CAVU Venture Partners IV L.P. F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OFRM Series A-2 Preferred Stock Conversion of derivative security $0 -107,749 -100% $0.000000 0 09 Feb 2026 Common Stock 107,749 By TNG Investors LP F1, F2, F3
transaction OFRM Series B-1 Preferred Stock Conversion of derivative security $0 -4,804,965 -100% $0.000000 0 09 Feb 2026 Common Stock 4,804,965 By CAVU Venture Partners II L.P. F1, F2, F3
transaction OFRM Series B-2 Preferred Stock Conversion of derivative security $0 -914,243 -100% $0.000000 0 09 Feb 2026 Common Stock 914,243 By CAVU Venture Partners II L.P. F1, F2, F3
transaction OFRM Series C-1 Preferred Stock Conversion of derivative security $0 -874,954 -100% $0.000000 0 09 Feb 2026 Common Stock 874,954 By CAVU Venture Partners II L.P. F1, F2, F3
transaction OFRM Series D Preferred Stock Conversion of derivative security $0 -817,340 -100% $0.000000 0 09 Feb 2026 Common Stock 817,340 By CAVU Venture Partners II L.P. F1, F2, F3
transaction OFRM Series D Preferred Stock Conversion of derivative security $0 -2,274,219 -100% $0.000000 0 09 Feb 2026 Common Stock 2,274,219 By CAVU Venture Partners III L.P. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
F2 CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.
F3 (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.