John M. Foraker - 05 Feb 2026 Form 4 Insider Report for Once Upon a Farm, PBC (OFRM)

Role
Chief Executive Officer, Co-Founder and Chair, Director
Signature
/s/ Genevieve Kelly, as Attorney-in-fact
Issuer symbol
OFRM
Transactions as of
05 Feb 2026
Net transactions value
$0
Form type
4
Filing time
09 Feb 2026, 20:25:34 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Foraker John M. Chief Executive Officer, Co-Founder and Chair, Director C/O ONCE UPON A FARM, PBC, 950 GILMAN STREET, SUITE 100, BERKELEY /s/ Genevieve Kelly, as Attorney-in-fact 09 Feb 2026 0001545600

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OFRM Common Stock Award +473,092 +53% 1,359,846 09 Feb 2026 By the John & Beth Foraker Revocable Trust F1
transaction OFRM Common Stock Award +69,445 +12% 669,933 09 Feb 2026 Direct F2
holding OFRM Common Stock 72,463 05 Feb 2026 By the Mary Kate Foraker Irrevocable Trust
holding OFRM Common Stock 72,463 05 Feb 2026 By the Patrick Foraker Irrevocable Trust
holding OFRM Common Stock 72,463 05 Feb 2026 By the Jack Foraker Irrevocable Trust
holding OFRM Common Stock 72,463 05 Feb 2026 By the Caroline Foraker Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OFRM Series A-1 Preferred Stock Disposed to Issuer $0 -59,092 -100% $0.000000 0 09 Feb 2026 Common Stock 59,092 By the John & Beth Foraker Revocable Trust F1
transaction OFRM Series A-2 Preferred Stock Disposed to Issuer $0 -133,294 -100% $0.000000 0 09 Feb 2026 Common Stock 133,294 By the John & Beth Foraker Revocable Trust F1
transaction OFRM Series B-1 Preferred Stock Disposed to Issuer $0 -96,118 -100% $0.000000 0 09 Feb 2026 Common Stock 96,118 By the John & Beth Foraker Revocable Trust F1
transaction OFRM Series B-2 Preferred Stock Disposed to Issuer $0 -103,037 -100% $0.000000 0 09 Feb 2026 Common Stock 103,037 By the John & Beth Foraker Revocable Trust F1
transaction OFRM Series C-1 Preferred Stock Disposed to Issuer $0 -57,372 -100% $0.000000 0 09 Feb 2026 Common Stock 57,372 By the John & Beth Foraker Revocable Trust F1
transaction OFRM Series D Preferred Stock Disposed to Issuer $0 -24,179 -100% $0.000000 0 09 Feb 2026 Common Stock 24,179 By the John & Beth Foraker Revocable Trust F1
transaction OFRM Employee Stock Options (right to buy) Award $0 +98,288 $0.000000 98,288 05 Feb 2026 Common Stock 98,288 $18.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
F2 In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.
F3 In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

Remarks:

Chief Executive Officer, Co-Founder and Chair