Chris Folena - 05 Feb 2026 Form 4 Insider Report for Once Upon a Farm, PBC (OFRM)

Signature
/s/ Genevieve Kelly, as Attorney-in-fact
Issuer symbol
OFRM
Transactions as of
05 Feb 2026
Net transactions value
$0
Form type
4
Filing time
09 Feb 2026, 20:19:54 UTC

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Folena Chris Chief Accounting Officer C/O ONCE UPON A FARM, PBC, 950 GILMAN STREET, SUITE 100, BERKELEY /s/ Genevieve Kelly, as Attorney-in-fact 09 Feb 2026 0002086212

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OFRM Common Stock Award $0 +6,077 $0.000000 6,077 09 Feb 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OFRM Stock Appreciation Rights Disposed to Issuer -37,400 -100% 0 09 Feb 2026 Common Stock 37,400 $19.58 Direct F2
transaction OFRM Employee Stock Options (right to buy) Award $0 +8,601 $0.000000 8,601 05 Feb 2026 Common Stock 8,601 $18.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the closing of the initial public offering of Once Upon a Farm, PBC (the "Issuer"), the reporting person was granted restricted stock units, which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.
F2 In connection with the closing of the Issuer's initial public offering, each stock appreciation right ("SAR") held by the reporting person fully vested and was settled in cash in an amount equal to the product of (i) (A) the initial public offering price less (B) its exercise price, multiplied by (ii) the number of shares of common stock underlying the SAR.
F3 In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.