Jennifer Anne Garner - 05 Feb 2026 Form 3 Insider Report for Once Upon a Farm, PBC (OFRM)

Role
Director
Signature
/s/ Genevieve Kelly, as Attorney-in-fact
Issuer symbol
OFRM
Transactions as of
05 Feb 2026
Net transactions value
$0
Form type
3
Filing time
05 Feb 2026, 18:03:00 UTC
Next filing
09 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Garner Jennifer Anne Director C/O ONCE UPON A FARM, PBC, 950 GILMAN STREET, SUITE 100, BERKELEY /s/ Genevieve Kelly, as Attorney-in-fact 05 Feb 2026 0002083657

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OFRM Common Stock 1,549,501 05 Feb 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OFRM Series A-1 Preferred Stock 05 Feb 2026 Common Stock 58,718 Direct F1
holding OFRM Series B-1 Preferred Stock 05 Feb 2026 Common Stock 160,259 Direct F1
holding OFRM Series B-2 Preferred Stock 05 Feb 2026 Common Stock 20,383 Direct F1
holding OFRM Series C-1 Preferred Stock 05 Feb 2026 Common Stock 95,632 By the Jennifer Garner Trust F1
holding OFRM Series D Preferred Stock 05 Feb 2026 Common Stock 51,051 By the Jennifer Garner Trust F1
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 172,189 $1.45 Direct F2
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 57,539 $1.45 Direct F2
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 46,750 $1.45 Direct F2
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 468,715 $3.85 Direct F2, F3
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 376,543 $7.23 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The preferred stock of Once Upon a Farm, PBC (the "Issuer") has no expiration date and is convertible at the reporting person's election into Issuer's common stock. As of the closing of the Issuer's initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the Issuer.
F2 Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.
F3 Stock options fully vest and become exercisable immediately prior to the Issuer's initial public offering.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney