Lawrence Steven Waldman - 05 Feb 2026 Form 3 Insider Report for Once Upon a Farm, PBC (OFRM)

Role
President and Chief Financial Officer Exhibit List - Exhibit 24.1 - Power of Attorney
Signature
/s/ Genevieve Kelly, as Attorney-in-fact
Issuer symbol
OFRM
Transactions as of
05 Feb 2026
Net transactions value
$0
Form type
3
Filing time
05 Feb 2026, 18:02:52 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Waldman Lawrence Steven President and Chief Financial Officer Exhibit List - Exhibit 24.1 - Power of Attorney C/O ONCE UPON A FARM, PBC, 950 GILMAN STREET, SUITE 100, BERKELEY /s/ Genevieve Kelly, as Attorney-in-fact 05 Feb 2026 0001545597

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OFRM Stock Appreciation Rights 05 Feb 2026 Common Stock 93,500 $19.58 Direct F1
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 10,995 $1.45 Direct F2
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 9,705 $1.45 Direct F2
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 114,986 $1.45 Direct F2
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 59,709 $1.45 Direct F2
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 93,500 $1.45 Direct F2
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 84,150 $3.85 Direct F2, F3
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 130,900 $4.12 Direct F2, F4
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 95,631 $8.75 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of the closing of the initial public offering of Once Upon a Farm, PBC (the "Issuer"), each stock appreciation right of the Issuer held by the reporting person will be settled in cash.
F2 Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.
F3 25% of stock options vested and became exercisable on May 19, 2023 and the remainder in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer on each such date.
F4 25% of stock options vested and became exercisable on May 23, 2024 and the remainder in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer on each such date.
F5 Stock options vest and become exercisable in 48 equal monthly installments beginning on March 1, 2025, subject to the reporting person's continued service with the Issuer on each such date.

Remarks:

President and Chief Financial Officer Exhibit List - Exhibit 24.1 - Power of Attorney