Cassandra Nicole Curtis - 05 Feb 2026 Form 3 Insider Report for Once Upon a Farm, PBC (OFRM)

Role
Chief Innovation Officer, Director
Signature
/s/ Genevieve Kelly, as Attorney-in-fact
Issuer symbol
OFRM
Transactions as of
05 Feb 2026
Net transactions value
$0
Form type
3
Filing time
05 Feb 2026, 17:58:17 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Curtis Cassandra Nicole Chief Innovation Officer, Director C/O ONCE UPON A FARM, PBC, 950 GILMAN STREET, SUITE 100, BERKELEY /s/ Genevieve Kelly, as Attorney-in-fact 05 Feb 2026 0002085778

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OFRM Common Stock 419,535 05 Feb 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 20,831 $1.45 Direct F1
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 14,081 $1.45 Direct F1
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 18,700 $1.45 Direct F1
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 46,750 $3.85 Direct F1, F2
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 37,400 $4.12 Direct F1, F3
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 32,725 $8.75 Direct F1, F4
holding OFRM Stock Appreciation Rights 05 Feb 2026 Common Stock 37,400 $19.58 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.
F2 25% of stock options vested and became exercisable on May 19, 2023, and the remainder in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer on each such date.
F3 25% of stock options vested and became exercisable on May 23, 2024, and the remainder in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer on each such date.
F4 Stock options vest and become exercisable in 48 equal monthly installments beginning on March 1, 2025, subject to the reporting person's continued service with the Issuer on each such date.
F5 As of the closing of the initial public offering of Once Upon a Farm, PBC (the "Issuer"), each stock appreciation right of the Issuer held by the reporting person, will be settled in cash.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney