John M. Foraker - 05 Feb 2026 Form 3 Insider Report for Once Upon a Farm, PBC (OFRM)

Role
Chief Executive Officer, Co-Founder and Chair Exhibit List - Exhibit 24.1 - Power of Attorney, Director
Signature
/s/ Genevieve Kelly, as Attorney-in-fact
Issuer symbol
OFRM
Transactions as of
05 Feb 2026
Net transactions value
$0
Form type
3
Filing time
05 Feb 2026, 17:54:22 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Foraker John M. Chief Executive Officer, Co-Founder and Chair Exhibit List - Exhibit 24.1 - Power of Attorney, Director C/O ONCE UPON A FARM, PBC, 950 GILMAN STREET, SUITE 100, BERKELEY /s/ Genevieve Kelly, as Attorney-in-fact 05 Feb 2026 0001545600

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OFRM Common Stock 886,754 05 Feb 2026 By the John & Beth Foraker Revocable Trust
holding OFRM Common Stock 72,463 05 Feb 2026 By the Mary Kate Foraker Irrevocable Trust
holding OFRM Common Stock 72,463 05 Feb 2026 By the Patrick Foraker Irrevocable Trust
holding OFRM Common Stock 72,463 05 Feb 2026 By the Jack Foraker Irrevocable Trust
holding OFRM Common Stock 72,463 05 Feb 2026 By the Caroline Foraker Irrevocable Trust
holding OFRM Common Stock 600,478 05 Feb 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OFRM Series A-1 Preferred Stock 05 Feb 2026 Common Stock 59,092 By the John & Beth Foraker Revocable Trust F1
holding OFRM Series A-2 Preferred Stock 05 Feb 2026 Common Stock 133,294 By the John & Beth Foraker Revocable Trust F1
holding OFRM Series B-1 Preferred Stock 05 Feb 2026 Common Stock 96,118 By the John & Beth Foraker Revocable Trust F1
holding OFRM Series B-2 Preferred Stock 05 Feb 2026 Common Stock 103,037 By the John & Beth Foraker Revocable Trust F1
holding OFRM Series C-1 Preferred Stock 05 Feb 2026 Common Stock 57,372 By the John & Beth Foraker Revocable Trust F1
holding OFRM Series D Preferred Stock 05 Feb 2026 Common Stock 24,179 By the John & Beth Foraker Revocable Trust F1
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 540,654 $4.12 Direct F2, F3
holding OFRM Employee Stock Options (right to buy) 05 Feb 2026 Common Stock 286,895 $8.75 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The preferred stock of Once Upon a Farm, PBC (the "Issuer") has no expiration date and is convertible at the reporting person's election into the Issuer's common stock. As of the closing of the Issuer's initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the Issuer.
F2 Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.
F3 Stock options vest and become exercisable in 48 equal monthly installments beginning on May 23, 2023, subject to the reporting person's continued service with the Issuer on each such date.
F4 Stock options vest and become exercisable in 48 equal monthly installments beginning on March 1, 2025, subject to the reporting person's continued service with the Issuer on each such date.

Remarks:

Chief Executive Officer, Co-Founder and Chair Exhibit List - Exhibit 24.1 - Power of Attorney