-
Signature
-
/s/ Ari Maizel
-
Issuer symbol
-
AXSM
-
Transactions as of
-
21 Jan 2026
-
Net transactions value
-
-$852,825
-
Form type
-
4
-
Filing time
-
23 Jan 2026, 19:00:03 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Maizel Ari |
Chief Commercial Officer |
C/O AXSOME THERAPEUTICS, INC., ONE WORLD TRADE CENTER, 29TH FLOOR, NEW YORK |
/s/ Ari Maizel |
23 Jan 2026 |
0002042289 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$530,475 |
+7,500 |
|
$70.73 |
7,500 |
21 Jan 2026 |
Direct |
F1 |
| transaction |
AXSM |
Common Stock |
Sale |
$1,383,300 |
-7,500 |
-100% |
$184.44 |
0 |
21 Jan 2026 |
Direct |
F1, F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-7,500 |
-19% |
$0.000000 |
31,210 |
21 Jan 2026 |
Common Stock |
7,500 |
$70.73 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: