Howard S. Jonas - 13 Jan 2026 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Exec Chairman, CEO & President, Director, 10%+ Owner
Signature
Joyce J. Mason, by Power of Attorney
Issuer symbol
RFL
Transactions as of
13 Jan 2026
Net transactions value
+$93,638
Form type
4
Filing time
15 Jan 2026, 16:22:53 UTC
Previous filing
30 Dec 2025
Next filing
12 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
JONAS HOWARD S Exec Chairman, CEO & President, Director, 10%+ Owner C/O RAFAEL HOLDINGS, INC., 520 BROAD ST, NEWARK Joyce J. Mason, by Power of Attorney 15 Jan 2026 0001034247

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RFL Class B Common Stock, $.01 par value per share Award $93,638 +75,000 +29% $1.25 332,840 13 Jan 2026 Direct F1, F2
holding RFL Class B Common Stock, $.01 par value per share 98,820 13 Jan 2026 By The Jonas Foundation
holding RFL Class B Common Stock, $.01 par value per share 563,538 13 Jan 2026 By Debbie Y. Jonas 2018 Dynasty Trust
holding RFL Class B Common Stock, $.01 par value per share 12,299,207 13 Jan 2026 By HSJ 2019 Remainder Trust
holding RFL Class B Common Stock, $.01 par value per share 457,031 13 Jan 2026 By Genie A Partners, L.P.
holding RFL Class B Common Stock, $.01 par value per share 324,219 13 Jan 2026 IDT A Partners, L.P.
holding RFL Class A Common Stock, $.01 par value per share 787,163 13 Jan 2026 By Rafael A Partners, L.P. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of Restricted Stock that vests as follows: 18,750 shares on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030.
F2 Consists of 198,542 vested restricted shares of Class B Common Stock and 134,298 unvested restricted shares of Class B Common Stock that shall vest as follows: 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030; and 29,649 shares shall vest on each of March 13, 2026 and June 13, 2026.
F3 The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.