| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SHERIFF WILLIAM M | Executive Chairman and Chief Investment Officer, Director | ONE GALLERIA TOWER,, 13355 NOEL RD, SUITE 1700, DALLAS | /s/ Robert W. Hudson Jr. as attorney-in-fact for William M. Sheriff | 06 Jan 2026 | 0001229379 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EU | Common Stock | Sale | $65,280 | -24,000 | -1.1% | $2.72 | 2,238,055 | 02 Jan 2026 | Direct | F1 |
| transaction | EU | Common Stock | Sale | $43,684 | -16,300 | -52% | $2.68 | 15,076 | 02 Jan 2026 | By Spouse. | F2 |
| transaction | EU | Common Stock | Sale | $5,874 | -2,200 | -15% | $2.67 | 12,876 | 02 Jan 2026 | By Spouse. | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported sale of 24,000 common shares of enCore Energy Corp. occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2025. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.67 to $2.69, inclusive. The reporting person undertakes to provide to enCore Energy Corp., any security holder of enCore Energy Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| F3 | Represents a sale price of $3.67 Canadian dollars, converted to U.S. dollars at the daily average exchange rate of $1.00 to CAD$1.3768 reported by the Bank of Canada on January 5, 2026. |
Executive Chairman and Chief Investment Officer