Ronald E. Estes - 12 Dec 2025 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Director
Signature
/s/ Sarah Stanton, on behalf of Ronald E. Estes
Issuer symbol
TRIN
Transactions as of
12 Dec 2025
Net transactions value
+$22,655
Form type
4
Filing time
16 Dec 2025, 16:30:07 UTC
Previous filing
20 Nov 2025
Next filing
04 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Estes Ronald E. Director C/O TRINITY CAPITAL INC., 1 N. 1ST STREET, SUITE 302, PHOENIX /s/ Sarah Stanton, on behalf of Ronald E. Estes 16 Dec 2025 0001796067

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Purchase $7,575 +500 +1.4% $15.15 37,444 12 Dec 2025 Direct F1
transaction TRIN Common Stock Purchase $15,080 +1,000 +2.7% $15.08 38,444 15 Dec 2025 Direct F1, F2
holding TRIN Common Stock 10,172 12 Dec 2025 By The Estes Revocable Trust, dated January 12, 1990
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.
F2 The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.05 to $15.10 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Remarks:

Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.