| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Russell Vernon A | Director | PO BOX 338, ALBEMARLE | Vernon A. Russell by Tamara M. Singletary, EVP, Uwharrie Capital Corp | 02 Dec 2025 | 0001775240 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UWHR | Common Stock (Held by Self) | Other | $0 | +79 | +3% | $0.000000 | 2,715 | 01 Dec 2025 | Direct | F1, F2 |
| transaction | UWHR | Common Stock | Other | $0 | +187 | +3% | $0.000000 | 6,422 | 01 Dec 2025 | Direct | F1, F2, F3 |
| transaction | UWHR | Common Stock | Other | $0 | +61 | +3% | $0.000000 | 2,115 | 01 Dec 2025 | By IRA FBO Edith Bridges Russell (Spouse of Reporting Person) Pershing LLC As Custodian | F1, F2, F4 |
| transaction | UWHR | Common Stock | Other | $0 | -100 | -4.7% | $0.000000 | 2,015 | 01 Dec 2025 | By IRA FBO Edith Bridges Russell (Spouse of Reporting Person) Pershing LLC As Custodian | F4, F5, F6 |
| transaction | UWHR | Common Stock | Other | $0 | +9 | +2.7% | $0.000000 | 342 | 01 Dec 2025 | By Pershing LLC Safekeeper for Edith B. Russell (Spouse of Reporting Person) TOD Dtd 03/14/2023 | F1, F2, F7 |
| transaction | UWHR | Common Stock | Other | $0 | +100 | +29% | $0.000000 | 442 | 01 Dec 2025 | By Pershing LLC Safekeeper for Edith B. Russell (Spouse of Reporting Person) TOD Dtd 03/14/2023 | F5, F7, F8 |
| Id | Content |
|---|---|
| F1 | Shares acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares. |
| F2 | No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. |
| F3 | Held by Cede & Co., Depository for IRA FBO Vernon A. Russell Pershing LLC As Custodian |
| F4 | Held by Cede & Co., Depository for IRA FBO Edith Bridges Russell Pershing LLC As Custodian |
| F5 | Transfer of shares from a brokerage IRA to a brokerage Safekeeper Account. |
| F6 | No money was received by the shareholder for the Disposed shares. The shares were disposed of as a result of a transfer of shares from a brokerage IRA to a brokerage Safekeeper Account. |
| F7 | Held by Cede & Co., Depository for Pershing LLC Safekeeper for Edith B. Russell TOD DTD 03/14/2023 |
| F8 | No money was paid by the shareholder for the Aquired shares. The shares were acquired as a result of a transfer of shares from a brokerage IRA to a brokerage Safekepper Account. |