| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Bates Aaron David | Director | PO BOX 338, ALBEMARLE | Aaron D. Bates by Tamara M. Singletary, EVP, Uwharrie Capital Corp | 2025-12-02 | 0001963645 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UWHR | Common Stock (Held by Self TOD Spouse) | Other | $0 | +27 | +2.95% | $0.00 | 941 | 01 Dec 2025 | Direct | F1, F2 |
| transaction | UWHR | Common Stock | Other | $0 | +19 | +2.86% | $0.00 | 684 | 01 Dec 2025 | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | Shares acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares. |
| F2 | No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. |
| F3 | Held by Cede & Co., Depository for Simple IRA FBO Aaron D. Bates Pershing LLC as Custodian |