| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Allen Brandon K. | Former Chief Operating Officer | C/O PHOENIX ENERGY ONE, LLC, 18575 JAMBOREE ROAD, SUITE 830, IRVINE | /s/ David Wheeler, Attorney-in-Fact | 21 Nov 2025 | 0002072558 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PHXE.P | Series A Cumulative Redeemable Preferred Shares | Sale | $43,417 | -2,159 | -86% | $20.11 | 341 | 20 Nov 2025 | Direct | F1 |
| transaction | PHXE.P | Series A Cumulative Redeemable Preferred Shares | Sale | $6,866 | -341 | -100% | $20.14 | 0 | 20 Nov 2025 | Direct | F1 |
Brandon K. Allen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | The Reporting Person's sales reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's purchase of 2,500 Series A Cumulative Redeemable Preferred Shares at a price per share of $20.00 on September 29, 2025. The Reporting Person paid to the Issuer $283.77, representing the full amount of the profit realized in connection with the short-swing transaction. |