Paul R. Oldham - 19 Nov 2025 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
EVP, CFO
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
19 Nov 2025
Net transactions value
-$1,969,722
Form type
4
Filing time
21 Nov 2025, 15:03:37 UTC
Previous filing
24 Jun 2025
Next filing
20 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Oldham Paul R EVP, CFO 1595 WYNKOOP STREET, SUITE 800, DENVER /s/ Elizabeth Vonne - Attorney-in-Fact 21 Nov 2025 0001421764

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Options Exercise $519,431 +6,042 +19% $85.97 37,048 19 Nov 2025 Direct F1
transaction AEIS Common Stock Tax liability $828,932 -4,082 -11% $203.07 32,966 19 Nov 2025 Direct F2
transaction AEIS Common Stock Sale $1,660,221 -8,174 -25% $203.11 24,792 19 Nov 2025 Direct F1, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Employee Stock Option (Right to Buy) Options Exercise $0 -6,042 -100% $0.000000 0 19 Nov 2025 Common Stock 6,042 $85.97 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported exercise of options and sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2025.
F2 Payment of tax liability and option exercise price by withholding securities incident to options exercised and same-day-sale.
F3 Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $203.07 to $203.14, inclusive. The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
F4 Represents 3,153 shares of unvested restricted stock units and 21,639 shares of common stock.