BoltRock Holdings LLC - 30 Jun 2025 Form 4 Insider Report for General Enterprise Ventures, Inc. (GEVI)

Role
10%+ Owner
Signature
/s/ Craig A. Huff, Managing Member
Issuer symbol
GEVI
Transactions as of
30 Jun 2025
Net transactions value
$0
Form type
4
Filing time
15 Oct 2025, 16:35:52 UTC
Previous filing
15 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BoltRock Holdings LLC 10%+ Owner 712 5TH AVENUE, NEW YORK /s/ Craig A. Huff, Managing Member 15 Oct 2025 0002061007

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GEVI Common Stock Conversion of derivative security +2,166,667 +867% 2,416,667 03 Sep 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GEVI Series C Convertible Preferred Stock Other +69,007 +11% 719,007 30 Jun 2025 Common Stock 230,024 Direct F1, F2
transaction GEVI Series C Converticle Preferred Stock Conversion of derivative security -650,000 -90% 69,007 03 Sep 2025 Common Stock 2,166,667 Direct F1
transaction GEVI Series C Convertible Preferred Stock Purchase +26,667 +39% 95,674 30 Sep 2025 Common Stock 88,890 Direct F1, F3
transaction GEVI Warrant Purchase +44,445 44,445 30 Sep 2025 Common Stock 44,445 $6.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.
F2 Represents shares of Series C Convertible Preferred Stock issued to the Reporting Person pursuant to an adjustment under the March 2025 Share Purchase Agreement to offset dilution from subsequent equity issuances.
F3 On September 30, 2025, the Reporting Person entered into a securities purchase agreement (the "Securities Purchase Agreement") with the Issuer, pursuant to which the Reporting Person purchased 26,667 shares of Series C Convertible Preferred Stock (the "Series C Shares") for an aggregate purchase price of $400,000 ($15.00 per Series C Share).
F4 The Warrant is exercisable at any time by the Reporting Person prior to its expiration.
F5 In connection with the execution of the Securities Purchase Agreement, the Reporting Person also executed a common stock purchase warrant agreement (the "Warrant Agreement"), pursuant to which the Issuer issued a warrant to the Reporting Person. The Warrant Agreement entitles the Reporting Person to purchase from the Issuer up to 50% of the number of shares of Common Stock issuable upon full conversion of all the Series C Shares purchased by the Reporting Person, subject to the terms and conditions of the Warrant Agreement.

Remarks:

The number of shares of Common Stock reported herein as beneficially owned by the Reporting Person reflects the 1-for-6 reverse stock split of the Issuer's Common Stock and Series A Preferred Stock effective August 28, 2025.