Jonathan Winant Carlon - 02 Oct 2025 Form 4 Insider Report for Neptune Insurance Holdings Inc.

Role
Director
Signature
/s/ James Steiner, by power of attorney
Issuer symbol
NP on NYSE
Transactions as of
02 Oct 2025
Net transactions value
$0
Form type
4
Filing time
03 Oct 2025, 17:37:44 UTC
Previous filing
30 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carlon Jonathan Winant Director C/O NEPTUNE INSURANCE HOLDINGS INC., 400 6TH STREET S, SUITE 2, ST. PETERSBURG /s/ James Steiner, by power of attorney 03 Oct 2025 0002085255

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NP Common Stock Other -4,599,000 -100% 0 02 Oct 2025 Held by the JWC Irrevocable Trust F1, F2
transaction NP Class A Common Stock Other +4,599,000 4,599,000 02 Oct 2025 Held by the JWC Irrevocable Trust F1, F2
transaction NP Common Stock Other -511,000 -100% 0 02 Oct 2025 Held by the Carlon Family Trust, dated May 7, 2024 F1, F3
transaction NP Class A Common Stock Other +511,000 511,000 02 Oct 2025 Held by the Carlon Family Trust, dated May 7, 2024 F1, F3
transaction NP Common Stock Other -575,000 -100% 0 02 Oct 2025 Direct F1
transaction NP Class A Common Stock Other +575,000 575,000 02 Oct 2025 Direct F1
transaction NP Classs A Common Stock Award $0 +73,500 +13% $0.000000 648,500 02 Oct 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7, shares of Common Stock were automatically reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Second Amended and Restated Certificate of Incorporation of the Issuer immediately prior to the closing of the Issuer's initial public offering.
F2 The Reporting Person and Steve Wynne are the trustees of the trust.
F3 The Reporting Person and Alexis Carlon are the trustees of the trust.
F4 Represents shares of Class A Common Stock underlying an award of time-based restricted stock units ("RSUs"). The RSUs will vest in equal annual installments over three years, beginning on September 30, 2026, subject to the continuous service of the Reporting Person through each vesting date.