R. Rimmy Malhotra - 01 Oct 2025 Form 4 Insider Report for Genasys Inc. (GNSS)

Role
Director
Signature
/s/ Cassandra Monteon as attorney-in-fact for R. Rimmy Malhotra
Issuer symbol
GNSS
Transactions as of
01 Oct 2025
Net transactions value
$0
Form type
4
Filing time
03 Oct 2025, 16:04:59 UTC
Previous filing
30 Jun 2025
Next filing
06 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Malhotra R. Rimmy Director 16262 WEST BERNARDO DRIVE, SAN DIEGO /s/ Cassandra Monteon as attorney-in-fact for R. Rimmy Malhotra 03 Oct 2025 0001442755

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNSS Common Stock Award $0 +6,411 +4.5% $0.000000 148,665 01 Oct 2025 Direct F1
holding GNSS Common Stock 1,628,495 01 Oct 2025 See footnote F2
holding GNSS Common Stock 300 01 Oct 2025 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date.
F2 Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.
F3 Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.