| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Polinsky David | Chief Financial Officer | C/O RAFAEL HOLDINGS, INC., 520 BROAD ST, NEWARK | Joyce J. Mason, by Power of Attorney | 25 Sep 2025 | 0001726896 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RFL | Class B Common Stock, par value $.01 per share | Tax liability | -$1.9K | -1.28K | -0.48% | $1.48 | 265K | 23 Sep 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. |
| F2 | Consists of 76,882 shares held directly, 76,689 fully vested restricted shares and 111,250 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2025 through December 21, 2026; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029. |