Katherine Pilcher Ciafone - 18 Sep 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone
Issuer symbol
MC
Transactions as of
18 Sep 2025
Net transactions value
$0
Form type
4
Filing time
19 Sep 2025, 17:33:56 UTC
Previous filing
24 Jun 2025
Next filing
05 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Pilcher Ciafone Katherine Chief Operating Officer C/O MOELIS & COMPANY, 399 PARK AVE, NEW YORK /s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone 19 Sep 2025 0001994994

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2020 Incentive RSUs Award $0 +12 +0.84% $0.000000 1,466 18 Sep 2025 Class A Common Stock 12 $0.000000 Direct F1, F2
transaction MC 2021 Incentive RSUs Award $0 +23 +0.84% $0.000000 2,784 18 Sep 2025 Class A Common Stock 23 $0.000000 Direct F1, F3
transaction MC 2022 Incentive RSUs Award $0 +49 +0.84% $0.000000 5,941 18 Sep 2025 Class A Common Stock 49 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.