-
Signature
-
/s/ Mark Jacobson
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Issuer symbol
-
AXSM
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Transactions as of
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16 Sep 2025
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Net transactions value
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-$5,044,627
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Form type
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4
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Filing time
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17 Sep 2025, 19:00:04 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Jacobson Mark L. |
Chief Operating Officer |
C/O AXSOME THERAPEUTICS, INC., ONE WORLD TRADE CENTER, 29TH FLOOR, NEW YORK |
/s/ Mark Jacobson |
17 Sep 2025 |
0001805812 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AXSM |
Common Stock |
Sale |
$671,927 |
-5,783 |
-100% |
$116.19 |
0 |
16 Sep 2025 |
Direct |
F1, F2, F5 |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$123,750 |
+25,000 |
|
$4.95 |
25,000 |
16 Sep 2025 |
Direct |
F2, F3 |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$72,750 |
+15,000 |
+60% |
$4.85 |
40,000 |
16 Sep 2025 |
Direct |
F2, F3 |
| transaction |
AXSM |
Common Stock |
Sale |
$4,569,200 |
-40,000 |
-100% |
$114.23 |
0 |
16 Sep 2025 |
Direct |
F2, F4, F6 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-25,000 |
-100% |
$0.000000 |
0 |
16 Sep 2025 |
Common Stock |
25,000 |
$4.95 |
Direct |
F2, F3 |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-15,000 |
-100% |
$0.000000 |
0 |
16 Sep 2025 |
Common Stock |
15,000 |
$4.85 |
Direct |
F2, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: