| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| JONAS HOWARD S | Exec Chairman, CEO & President, Director, 10%+ Owner | C/O RAFAEL HOLDINGS, INC., 520 BROAD ST, NEWARK | Joyce J. Mason, by Power of Attorney | 16 Sep 2025 | 0001034247 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RFL | Class B Common Stock, $.01 par value per share | Tax liability | $13,322 | -9,905 | -3.6% | $1.34 | 267,707 | 13 Sep 2025 | Direct | F1, F2 |
| holding | RFL | Class B Common Stock, $.01 par value per share | 98,820 | 13 Sep 2025 | By The Jonas Foundation | ||||||
| holding | RFL | Class B Common Stock, $.01 par value per share | 563,538 | 13 Sep 2025 | By Debbie Y. Jonas 2018 Dynasty Trust | ||||||
| holding | RFL | Class B Common Stock, $.01 par value per share | 12,299,207 | 13 Sep 2025 | By HSJ 2019 Remainder Trust | ||||||
| holding | RFL | Class B Common Stock, $.01 par value per share | 457,031 | 13 Sep 2025 | By Genie A Partners, L.P. | ||||||
| holding | RFL | Class B Common Stock, $.01 par value per share | 324,219 | 13 Sep 2025 | IDT A Partners, L.P. | ||||||
| holding | RFL | Class A Common Stock, $.01 par value per share | 787,163 | 13 Sep 2025 | By Rafael A Partners, L.P. | F3 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock. |
| F2 | Consists of 178,760 vested restricted shares of Class B Common Stock and 88,947 unvested restricted shares of Class B Common Stock that shall vest as follows: 29,649 shares shall vest on each of December 13, 2025, March 13, 2026, and June 13, 2026. |
| F3 | The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership. |