-
Signature
-
/s/ Sandra J Spencer
-
Issuer symbol
-
AUBN
-
Transactions as of
-
11 Sep 2025
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Net transactions value
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$0
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Form type
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4
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Filing time
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15 Sep 2025, 11:53:34 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Spencer Sandra J. |
Director |
PO BOX 3110, AUBURN |
/s/ Sandra J Spencer |
15 Sep 2025 |
0002005617 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AUBN |
common stock, par value $0.1 |
Will/Inheritance |
$0 |
-666,825 |
-100% |
$0.000000 |
0 |
11 Sep 2025 |
See Notes below |
|
| transaction |
AUBN |
common stock, par value $0.1 |
Will/Inheritance |
$0 |
-47,882 |
-100% |
$0.000000 |
0 |
11 Sep 2025 |
See Notes below |
|
| transaction |
AUBN |
common stock, par value $0.1 |
Will/Inheritance |
$0 |
-17,000 |
-100% |
$0.000000 |
0 |
11 Sep 2025 |
See Notes below |
|
| transaction |
AUBN |
common stock, par value $0.1 |
Will/Inheritance |
$0 |
+222,275 |
|
$0.000000 |
222,275 |
11 Sep 2025 |
Held as trustee of the Spencer Family Non-Exempt Trust FBO Sandra J Spencer. See Notes below |
|
| transaction |
AUBN |
common stock, par value $0.1 |
Will/Inheritance |
$0 |
+15,961 |
|
$0.000000 |
15,961 |
11 Sep 2025 |
Held as trustee of the Spencer 2008 Exempt Trust FBO Sandra J Spencer See Notes below |
|
| transaction |
AUBN |
common stock, par value $0.1 |
Will/Inheritance |
$0 |
+5,667 |
+2.5% |
$0.000000 |
227,942 |
11 Sep 2025 |
Held as trustee of the Spencer Family Non-Exempt Trust FBO Sandra J Spencer. See Notes below |
|
| holding |
AUBN |
common stock, par value $0.1 |
|
|
|
|
|
79 |
11 Sep 2025 |
Held by the Reporting Person's Spouse |
|
| holding |
AUBN |
common stock, par value $0.1 |
|
|
|
|
|
10,272 |
11 Sep 2025 |
Direct |
|
| holding |
AUBN |
common stock, par value $0.1 |
|
|
|
|
|
3,960 |
11 Sep 2025 |
Held by Spencer LLC |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
Note 1. This filing is being made in connection with the settlement of the estates of, and the pour over distributions from the trusts established by, the late Mr. Edward L. Spencer Jr. and his late wife, Mrs. Ruth P. Spencer (together with Edward L. Spencer, Jr., the "Parents"). These transactions are transfers of securities by will or the laws of descent and distribution (inheritances), which are exempt from Securities Exchange Act of 1934 ( the "Exchange Act") Section 16(b) by United States Securities and Exchange Commission ("Commission") Rule 16b-5. It shall not be deemed an admission that Sandra J. Spencer (the "Reporting Person") is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of (i) the Shares previously held as Personal Representative of the Estates or as Trustee of the Trusts described in the first paragraph of Note 2 below. Any fractional Shares have been rounded to whole Shares. Note 2. The Reporting Person has been (i) the sole Personal Representative of the Estate of Edward L. Spencer, Jr. (the "E.L. Spencer Estate") and the sole trustee of the Spencer 2008 Revocable Trust, which held an aggregate of 666,825 Shares; (ii) the sole trustee of the Spencer 2008 Irrevocable Trust established by the late Edward L. Spencer, Jr., which held 47,882 Shares and the sole Personal Representative of the Estate of Ruth P. Spencer and the and the sole trustee of the Ruth P. Spencer Revocable Trust, which together held 17,000 Shares. The Shares held by these foregoing Estates and Trusts are Referred to as the "Parent Shares"