John D. Halpern - Mar 25, 2021 Form 3 Insider Report for Brooklyn ImmunoTherapeutics, Inc. (ERNA)

Role
10%+ Owner
Signature
/s/ John D. Halpern
Stock symbol
ERNA
Transactions as of
Mar 25, 2021
Transactions value $
$0
Form type
3
Date filed
5/19/2021, 10:41 AM
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ERNA Common Stock 4.09K Mar 25, 2021 Direct F1
holding ERNA Common Stock 2.3M Mar 25, 2021 As trustee of family trust F2
holding ERNA Common Stock 30.2K Mar 25, 2021 By LLC with independent manager F2
holding ERNA Common Stock 2.87K Mar 25, 2021 By trust with independent trustee F2
holding ERNA Common Stock 2.44M Mar 25, 2021 By LLC with family member manager F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by John D. Halpern
F2 The reporting persons disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.