Andrew S. Rachleff - 11 Dec 2025 Form 3 Insider Report for WEALTHFRONT CORP (WLTH)

Role
Director, 10%+ Owner
Signature
/s/ Lauren Lin, as Attorney-in-Fact
Issuer symbol
WLTH
Transactions as of
11 Dec 2025
Net transactions value
$0
Form type
3
Filing time
11 Dec 2025, 20:58:07 UTC
Next filing
15 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
RACHLEFF ANDREW S Director, 10%+ Owner C/O WEALTHFRONT CORPORATION, 261 HAMILTON AVENUE, PALO ALTO /s/ Lauren Lin, as Attorney-in-Fact 11 Dec 2025 0001190190

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WLTH Common Stock 403,225 11 Dec 2025 See Footnote 1 F1
holding WLTH Common Stock 403,225 11 Dec 2025 See Footnote 2 F2
holding WLTH Common Stock 7,454,277 11 Dec 2025 By Rachleff Family Revocable Trust UTD 5/19/92 F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WLTH Series A Preferred Stock 11 Dec 2025 Common Stock 1,012,500 By Rachleff Family Revocable Trust UTD 5/19/92 F3, F4
holding WLTH Series B Preferred Stock 11 Dec 2025 Common Stock 2,832,280 By Rachleff Family Revocable Trust UTD 5/19/92 F3, F4
holding WLTH Series C Preferred Stock 11 Dec 2025 Common Stock 298,160 By Rachleff Family Revocable Trust UTD 5/19/92 F3, F4
holding WLTH Series D Preferred Stock 11 Dec 2025 Common Stock 3,704,406 By Rachleff Family Revocable Trust UTD 5/19/92 F3, F4
holding WLTH Series E Preferred Stock 11 Dec 2025 Common Stock 158,278 By Rachleff Family Revocable Trust UTD 5/19/92 F3, F4
holding WLTH Series G Preferred Stock 11 Dec 2025 Common Stock 761,294 By Rachleff Family Revocable Trust UTD 5/19/92 F3, F4
holding WLTH Series G-1 Preferred Stock 11 Dec 2025 Common Stock 203,009 By Rachleff Family Revocable Trust UTD 5/19/92 F3, F4
holding WLTH Restricted Stock Units 11 Dec 2025 Common Stock 29,762 Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are directly held by The Jake Alexander Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary.
F2 The reported securities are directly held by The Shelby Elizabeth Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary.
F3 The reported securities are directly held by the Rachleff Family Revocable Trust UTD 5/19/92, for which the reporting person and his spouse serve as co-trustees, and of which the reporting person and his household members are the beneficiaries.
F4 Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series G Convertible Preferred Stock, or Series G-1 Convertible Preferred Stock (collectively "Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock shall automatically convert into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.
F5 The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The entire award shall vest on March 15, 2026, subject to the reporting person's continued service to the Issuer on the vesting date.
F6 These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
F7 Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.