Bernd Gottschalk - 16 Aug 2021 Form 4/A - Amendment Insider Report for AEye, Inc. (LIDR)

Role: Director
Signature: Bernd Gottschalk
Issuer symbol: LIDR
Transactions as of: 16 Aug 2021
Net transactions value: +$2,768,871
Form type: 4/A - Amendment
Filing time: 03 Jan 2022, 10:42:47 UTC
Date Of Original Report: 23 Aug 2021
Next filing: 16 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LIDR	Common Stock	Award	$0	+51,663		$0.000000	51,663	16 Aug 2021	VEKTOR Partners FF 1 GBR	F1, F2
holding	LIDR	Common Stock						42,322	16 Aug 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LIDR	Stock Option (Right to Buy)	Award	$2,768,871	+74,416		$37.21^*	74,416	16 Aug 2021	Common Stock	74,416	$0.6262	Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the reporting person's 26.03% share in the 198,379 shares held by VEKTOR Partners FF 1 GBR, a Gesellschaft brgerlichen Rechts established under the laws of Germany and not previously reported on a Form 4.
F2	The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3	The exercise price for this derivative security was erroneously reported on a previous Form 4 filed on August 23, 2021; no other changes are being reported.
F4	Received in exchange for stock options to acquire 20,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 29, 2022.