Edward B. Stead - 05 Jan 2022 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Edward B. Stead
Issuer symbol
SWKH
Transactions as of
05 Jan 2022
Transactions value $
$0
Form type
4
Filing time
12 Jan 2022, 13:10:31 UTC
Previous filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award +14 +0.05% 28.1K 05 Jan 2022 Direct F1
transaction SWKH Common Stock Disposed to Issuer -1.36K -4.86% 26.7K 05 Jan 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Edward B. Stead is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects compensation for services as a director from January 1, 2022 through January 5, 2022, based on the $19.68 closing price of the common stock on January 5, 2022.
F2 Forfeiture of non-vested restricted stock award as a result of resignation as a director.