CHRISTOPHER DODDS V. - 18 Nov 2024 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ P. Blake Allen, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
18 Nov 2024
Net transactions value
-$403,791
Form type
4
Filing time
20 Nov 2024, 18:02:23 UTC
Previous filing
30 May 2024
Next filing
29 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $166,733 +4,992 +119% $33.40 9,204 18 Nov 2024 Direct F1
transaction SCHW Common Stock Options Exercise $185,457 +4,292 +87% $43.21 9,204 18 Nov 2024 Direct F2
transaction SCHW Common Stock Sale $755,981 -9,284 -2.1% $81.43 442,807 18 Nov 2024 by Trust F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 +4,992 $0.000000 0 18 Nov 2024 Common Stock 4,992 $33.40 Direct F5
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 +4,292 $0.000000 0 18 Nov 2024 Common Stock 4,292 $43.21 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the contribution of 4,992 shares received upon exercise of the option to a revocable trust.
F2 Reflects the contribution of 4,292 shares received upon exercise of the option to a revocable trust.
F3 This transaction was executed in multiple trades at prices ranging from $81.375 to $81.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Reflects the contribution of 9,284 shares received upon exercise of the options to a revocable trust.
F5 The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.